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North Carolina Financial Services Directory

Your complete guide to financial regulators, tax agencies, consumer protection offices, and more in North Carolina (NC). Capital: Raleigh.

Banking Regulator

North Carolina’s official banking regulator office and contact information.

North Carolina Office of the Commissioner of Banks

Regulates state-chartered banks, credit unions, and other financial institutions in North Carolina.

Address: 316 West Edenton Street, Raleigh, NC 27603
Phone: (919) 733-3016
Website: https://www.nccob.gov/

Tax Agency

North Carolina’s official tax agency office and contact information.

North Carolina Department of Revenue

Administers North Carolina's tax laws including income tax, sales tax, and property tax.

Address: 501 North Wilmington Street, Raleigh, NC 27604
Phone: (877) 252-3052
Website: https://www.ncdor.gov/

Consumer Protection

North Carolina’s official consumer protection office and contact information.

North Carolina Attorney General - Consumer Protection Division

Handles consumer complaints and enforces consumer protection laws in North Carolina.

Address: 9001 Mail Service Center, Raleigh, NC 27699
Phone: (919) 716-6000
Website: https://ncdoj.gov/protecting-consumers/

Securities Regulator

North Carolina’s official securities regulator office and contact information.

North Carolina Secretary of State - Securities Division

Regulates the offer and sale of securities and the securities industry in North Carolina.

Address: 2 South Salisbury Street, Raleigh, NC 27601
Phone: (919) 814-5400
Website: https://www.sosnc.gov/divisions/securities

Insurance Commissioner

North Carolina’s official insurance commissioner office and contact information.

North Carolina Department of Insurance

Regulates the insurance industry and protects insurance consumers in North Carolina.

Address: 325 North Salisbury Street, Raleigh, NC 27603
Phone: (855) 408-1212
Website: https://www.ncdoi.gov/

Additional Resources

Additional financial resources and industry associations in North Carolina.

North Carolina Bankers Association

Website: https://www.ncbankers.org/

Registered Investment Advisors in North Carolina

SEC-registered investment advisory firms operating in North Carolina.

Dimensional Fund Advisors

Systematic investing, index funds, evidence-based strategies

CRD #: 106002
Address: 6300 Bee Cave Road, Building One, Austin, TX 78746
AUM: $679B
Website: www.dimensional.com

Captrust Financial Advisors

Retirement plan consulting, wealth management, institutional advisory

CRD #: 108300
Address: 4208 Six Forks Road, Suite 1700, Raleigh, NC 27609
AUM: $80B
Website: www.captrust.com

Salem Investment Counselors

Investment management, wealth management, financial planning

CRD #: 110345
Address: 100 N Cherry Street, Suite 400, Winston-Salem, NC 27101
AUM: $4.2B
Website: www.saleminv.com

FDIC-Insured Banks in North Carolina

Major banks with significant branch presence in North Carolina.

Truist Financial

FDIC Cert #: 9846
Address: 214 N Tryon Street, Charlotte, NC 28202
Total Assets: $555B
Branches in North Carolina: 520
Website: www.truist.com

Bank of America

FDIC Cert #: 3510
Address: 100 N Tryon Street, Charlotte, NC 28255
Total Assets: $3.2T
Branches in North Carolina: 480
Website: www.bankofamerica.com

First Bancshares (NC)

FDIC Cert #: 57925
Address: 1 First Horizons Center, Charlotte, NC 28202
Total Assets: $87B
Branches in North Carolina: 320
Website: www.firsthorizon.com

Live Oak Bank

FDIC Cert #: 58006
Address: 1741 Tiburon Drive, Wilmington, NC 28403
Total Assets: $10.5B
Branches in North Carolina: 1
Website: www.liveoakbank.com

Credit Unions in North Carolina

NCUA-insured credit unions serving North Carolina residents.

State Employees' Credit Union

Charter #: 61610
Address: 119 N Salisbury Street, Raleigh, NC 27603
Total Assets: $52B
Members: 2,700,000
Website: www.ncsecu.org

Local Government Federal Credit Union

Charter #: 61618
Address: 323 W Jones Street, Suite 600, Raleigh, NC 27603
Total Assets: $3.8B
Members: 380,000
Website: www.lgfcu.org

Coastal Federal Credit Union

Charter #: 61603
Address: 4500 S Miami Boulevard, Durham, NC 27703
Total Assets: $4.5B
Members: 310,000
Website: www.coastal24.com

Data Sources: Investment advisor data from SEC IAPD. Bank data from FDIC BankFind. Credit union data from NCUA. Last verified: March 2026.

Disclaimer: This directory is provided for informational purposes only. Addresses, phone numbers, and office hours are subject to change. We recommend verifying details directly with each agency before visiting or calling. Last updated: March 2026. myUSFinance is not affiliated with any government agency.

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