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New York Financial Services Directory

Your complete guide to financial regulators, tax agencies, consumer protection offices, and more in New York (NY). Capital: Albany.

Banking Regulator

New York’s official banking regulator office and contact information.

New York State Department of Financial Services

Regulates state-chartered banks, credit unions, insurance companies, and other financial institutions in New York.

Address: One State Street, New York, NY 10004
Phone: (212) 709-3500

Tax Agency

New York’s official tax agency office and contact information.

New York State Department of Taxation and Finance

Administers New York's tax laws including income tax, sales tax, and property tax.

Address: W.A. Harriman State Office Campus, Albany, NY 12227
Phone: (518) 457-5181

Consumer Protection

New York’s official consumer protection office and contact information.

New York Attorney General - Consumer Protection Bureau

Handles consumer complaints and enforces consumer protection laws in New York.

Address: 28 Liberty Street, New York, NY 10005
Phone: (800) 771-7755

Securities Regulator

New York’s official securities regulator office and contact information.

New York State Department of Financial Services

Regulates the offer and sale of securities and the securities industry in New York.

Address: One State Street, New York, NY 10004
Phone: (212) 709-3500

Insurance Commissioner

New York’s official insurance commissioner office and contact information.

New York State Department of Financial Services

Regulates the insurance industry and protects insurance consumers in New York.

Address: One State Street, New York, NY 10004
Phone: (212) 709-3500

Additional Resources

Additional financial resources and industry associations in New York.

New York Bankers Association

Credit Union Association of New York

Registered Investment Advisors in New York

SEC-registered investment advisory firms operating in New York.

BlackRock

ETFs, mutual funds, institutional investment management, alternatives

CRD #: 106099
Address: 50 Hudson Yards, New York, NY 10001
AUM: $10T

Goldman Sachs Asset Management

Wealth management, investment banking, asset management

CRD #: 793
Address: 200 West Street, New York, NY 10282
AUM: $2.8T
Website: www.gsam.com

JPMorgan Asset Management

Asset management, wealth management, retirement solutions

CRD #: 628
Address: 383 Madison Avenue, New York, NY 10179
AUM: $3.2T

Neuberger Berman

Private wealth management, institutional investing, alternatives

CRD #: 4698
Address: 1290 Avenue of the Americas, New York, NY 10104
AUM: $460B
Website: www.nb.com

AllianceBernstein

Active investment management, research, retirement planning

CRD #: 106279
Address: 501 Commerce Street, Nashville, TN 37203
AUM: $725B

FDIC-Insured Banks in New York

Major banks with significant branch presence in New York.

JPMorgan Chase

FDIC Cert #: 628
Address: 383 Madison Avenue, New York, NY 10179
Total Assets: $3.9T
Branches in New York: 620
Website: www.chase.com

Citibank

FDIC Cert #: 7213
Address: 388 Greenwich Street, New York, NY 10013
Total Assets: $2.4T
Branches in New York: 150

New York Community Bank

FDIC Cert #: 57032
Address: 102 Duffy Avenue, Hicksville, NY 11801
Total Assets: $90B
Branches in New York: 240

M&T Bank

FDIC Cert #: 501
Address: One M&T Plaza, Buffalo, NY 14203
Total Assets: $200B
Branches in New York: 225
Website: www.mtb.com

Signature Bank

FDIC Cert #: 57053
Address: 565 Fifth Avenue, New York, NY 10017
Total Assets: $110B
Branches in New York: 30

Credit Unions in New York

NCUA-insured credit unions serving New York residents.

Bethpage Federal Credit Union

Charter #: 22572
Address: 899 S Oyster Bay Road, Bethpage, NY 11714
Total Assets: $12B
Members: 450,000

SEFCU (CAP COM)

Charter #: 19636
Address: 4 Winners Circle, Albany, NY 12205
Total Assets: $5.2B
Members: 225,000

Teachers Federal Credit Union

Charter #: 22603
Address: 102 Motor Parkway, Hauppauge, NY 11788
Total Assets: $8.5B
Members: 400,000

Data Sources: Investment advisor data from SEC IAPD. Bank data from FDIC BankFind. Credit union data from NCUA. Last verified: March 2026.

Disclaimer: This directory is provided for informational purposes only. Addresses, phone numbers, and office hours are subject to change. We recommend verifying details directly with each agency before visiting or calling. Last updated: March 2026. myUSFinance is not affiliated with any government agency.

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