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Kentucky Financial Services Directory

Your complete guide to financial regulators, tax agencies, consumer protection offices, and more in Kentucky (KY). Capital: Frankfort.

Banking Regulator

Kentucky’s official banking regulator office and contact information.

Kentucky Department of Financial Institutions

Regulates state-chartered banks, credit unions, and other financial institutions in Kentucky.

Address: 1025 Capital Center Drive, Suite 200, Frankfort, KY 40601
Phone: (502) 573-3390

Tax Agency

Kentucky’s official tax agency office and contact information.

Kentucky Department of Revenue

Administers Kentucky's tax laws including income tax, sales tax, and property tax.

Address: 501 High Street, Frankfort, KY 40601
Phone: (502) 564-4581

Consumer Protection

Kentucky’s official consumer protection office and contact information.

Kentucky Attorney General - Consumer Protection Division

Handles consumer complaints and enforces consumer protection laws in Kentucky.

Address: 1024 Capital Center Drive, Suite 200, Frankfort, KY 40601
Phone: (502) 696-5389

Securities Regulator

Kentucky’s official securities regulator office and contact information.

Kentucky Department of Financial Institutions - Securities Division

Regulates the offer and sale of securities and the securities industry in Kentucky.

Address: 1025 Capital Center Drive, Suite 200, Frankfort, KY 40601
Phone: (502) 573-3390

Insurance Commissioner

Kentucky’s official insurance commissioner office and contact information.

Kentucky Department of Insurance

Regulates the insurance industry and protects insurance consumers in Kentucky.

Address: 500 Mero Street, 2SE11, Frankfort, KY 40601
Phone: (502) 564-3630

Additional Resources

Additional financial resources and industry associations in Kentucky.

Kentucky Bankers Association

Registered Investment Advisors in Kentucky

SEC-registered investment advisory firms operating in Kentucky.

Hilliard Lyons (Baird)

Wealth management, investment advisory, trust services

CRD #: 1256
Address: 500 W Jefferson Street, Louisville, KY 40202
AUM: $8.5B

MCF Advisors

Retirement planning, investment management, financial planning

CRD #: 155620
Address: 201 E Main Street, Suite 1100, Lexington, KY 40507
AUM: $1.5B

Stock Yards Wealth Management

Trust services, investment management, estate planning

CRD #: 142300
Address: 1040 E Main Street, Louisville, KY 40206
AUM: $6.2B
Website: www.syb.com

FDIC-Insured Banks in Kentucky

Major banks with significant branch presence in Kentucky.

Stock Yards Bank & Trust

FDIC Cert #: 858
Address: 1040 E Main Street, Louisville, KY 40206
Total Assets: $7.8B
Branches in Kentucky: 72
Website: www.syb.com

Republic Bank & Trust

FDIC Cert #: 19237
Address: 601 W Market Street, Louisville, KY 40202
Total Assets: $6.5B
Branches in Kentucky: 42

PNC Bank (Kentucky)

FDIC Cert #: 6384
Address: 222 Delaware Avenue, Wilmington, DE 19801
Total Assets: $557B
Branches in Kentucky: 85
Website: www.pnc.com

Fifth Third Bank (Kentucky)

FDIC Cert #: 6672
Address: 38 Fountain Square Plaza, Cincinnati, OH 45263
Total Assets: $206B
Branches in Kentucky: 65
Website: www.53.com

Credit Unions in Kentucky

NCUA-insured credit unions serving Kentucky residents.

Park Community Credit Union

Charter #: 61655
Address: 1008 Herr Lane, Louisville, KY 40222
Total Assets: $2.2B
Members: 115,000

L&N Federal Credit Union

Charter #: 61648
Address: 10400 Linn Station Road, Louisville, KY 40223
Total Assets: $1.6B
Members: 80,000
Website: www.lnfcu.com

Data Sources: Investment advisor data from SEC IAPD. Bank data from FDIC BankFind. Credit union data from NCUA. Last verified: March 2026.

Disclaimer: This directory is provided for informational purposes only. Addresses, phone numbers, and office hours are subject to change. We recommend verifying details directly with each agency before visiting or calling. Last updated: March 2026. myUSFinance is not affiliated with any government agency.

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