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Alabama Financial Services Directory

Your complete guide to financial regulators, tax agencies, consumer protection offices, and more in Alabama (AL). Capital: Montgomery.

Banking Regulator

Alabama’s official banking regulator office and contact information.

Alabama State Banking Department

Regulates state-chartered banks, credit unions, and other financial institutions in Alabama.

Address: 401 Adams Avenue, Suite 680, Montgomery, AL 36104
Phone: (334) 242-3452
Website: https://banking.alabama.gov/

Tax Agency

Alabama’s official tax agency office and contact information.

Alabama Department of Revenue

Administers Alabama's tax laws including income tax, sales tax, and property tax.

Address: 50 N. Ripley St., Montgomery, AL 36104
Phone: (334) 242-1170
Website: https://www.revenue.alabama.gov/

Consumer Protection

Alabama’s official consumer protection office and contact information.

Alabama Attorney General - Consumer Protection Division

Handles consumer complaints and enforces consumer protection laws in Alabama.

Address: 501 Washington Avenue, Montgomery, AL 36130
Phone: (334) 242-7334
Website: https://www.alabamaag.gov/consumer-protection/

Securities Regulator

Alabama’s official securities regulator office and contact information.

Alabama Securities Commission

Regulates the offer and sale of securities and the securities industry in Alabama.

Address: 445 Dexter Avenue, Suite 12000, Montgomery, AL 36104
Phone: (334) 242-2984
Website: https://asc.alabama.gov/

Insurance Commissioner

Alabama’s official insurance commissioner office and contact information.

Alabama Department of Insurance

Regulates the insurance industry and protects insurance consumers in Alabama.

Address: 201 Monroe Street, Suite 502, Montgomery, AL 36104
Phone: (334) 269-3550
Website: https://www.aldoi.gov/

Additional Resources

Additional financial resources and industry associations in Alabama.

Alabama Credit Union League

Website: https://www.lscu.coop/

Alabama Bankers Association

Website: https://www.alabamabankers.org/

Registered Investment Advisors in Alabama

SEC-registered investment advisory firms operating in Alabama.

Regions Financial Advisors

Wealth management, retirement planning, portfolio management

CRD #: 5523
Address: 1900 5th Avenue North, Birmingham, AL 35203
AUM: $15.2B
Website: www.regions.com

Cahaba Wealth Management

Financial planning, investment management, estate planning

CRD #: 142837
Address: 2100 3rd Avenue North, Suite 600, Birmingham, AL 35203
AUM: $1.8B
Website: www.cahabawealth.com

Warren Averett Asset Management

Tax planning, wealth management, retirement planning

CRD #: 108562
Address: 2500 Acton Road, Birmingham, AL 35243
AUM: $2.4B
Website: www.warrenaverett.com

Welch Hornsby

Investment advisory, retirement planning, financial planning

CRD #: 130495
Address: 100 Brookwood Place, Suite 405, Birmingham, AL 35209
AUM: $850M
Website: www.welchhornsby.com

FDIC-Insured Banks in Alabama

Major banks with significant branch presence in Alabama.

Regions Bank

FDIC Cert #: 12368
Address: 1900 5th Avenue North, Birmingham, AL 35203
Total Assets: $155B
Branches in Alabama: 287
Website: www.regions.com

ServisFirst Bank

FDIC Cert #: 57530
Address: 2500 Woodcrest Place, Birmingham, AL 35209
Total Assets: $16.2B
Branches in Alabama: 24
Website: www.servisfirstbank.com

Cadence Bank

FDIC Cert #: 3604
Address: 2100 3rd Avenue North, Birmingham, AL 35203
Total Assets: $48B
Branches in Alabama: 92
Website: www.cadencebank.com

Bryant Bank

FDIC Cert #: 57935
Address: 460 Main Avenue, Northport, AL 35476
Total Assets: $2.8B
Branches in Alabama: 18
Website: www.bryantbank.com

Credit Unions in Alabama

NCUA-insured credit unions serving Alabama residents.

Alabama Credit Union

Charter #: 61120
Address: 1115 Northside Drive, Tuscaloosa, AL 35406
Total Assets: $2.1B
Members: 125,000
Website: www.alabamacu.com

America's First Federal Credit Union

Charter #: 398
Address: 1200 4th Avenue East, Birmingham, AL 35218
Total Assets: $1.8B
Members: 105,000
Website: www.americasfirst.com

Redstone Federal Credit Union

Charter #: 4726
Address: 220 Wynn Drive NW, Huntsville, AL 35893
Total Assets: $9.5B
Members: 450,000
Website: www.redfcu.org

Data Sources: Investment advisor data from SEC IAPD. Bank data from FDIC BankFind. Credit union data from NCUA. Last verified: March 2026.

Disclaimer: This directory is provided for informational purposes only. Addresses, phone numbers, and office hours are subject to change. We recommend verifying details directly with each agency before visiting or calling. Last updated: March 2026. myUSFinance is not affiliated with any government agency.

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